Notice to Members on Extended Hours Trading
The NASD, through its wholly owned subsidiary, NASD Regulation, Inc., is filing with the SEC a Notice to Members reminding members of their obligation under just and equitable principles of trade and advertising rules to disclose to customers the material risks of extended hours trading.
| Title | Format - Size | Status |
|---|---|---|
| Text of Proposed Rule Change | PDF - 35.53 KB | |
| Approval Order | PDF - 125.46 KB |