Delegation
Sec. 5. The Corporation may delegate its authority under this Article in a manner not inconsistent with the Delegation Plan.
Amended by SR-NASD-2007-023 eff. July 30, 2007. Adopted by SR-NASD-97-71 eff. Jan. 15, 1998. |
For the Public
FINRA Data provides non-commercial use of data, specifically the ability to save data views and create and manage a Bond Watchlist.
For Industry Professionals
Registered representatives can fulfill Continuing Education requirements, view their industry CRD record and perform other compliance tasks.
For Member Firms
Firm compliance professionals can access filings and requests, run reports and submit support tickets.
Amended by SR-NASD-2007-023 eff. July 30, 2007. Adopted by SR-NASD-97-71 eff. Jan. 15, 1998. |