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Section 9 — Subscription Charges for Registration Batch Filing/Data Download Via the Web CRD Electronic File Transfer (EFT) System
(a) Each firm electing to subscribe to the Web CRD Electronic File Transfer (EFT) System for registration batch filing and/or data download will be assessed an annual subscription fee based on the type of service that the firm uses. The fee schedule to be paid by each firm is as follows:
(1) Data Download — $1,800.00
(2) Form Filing — $3,600.00
(3) Data Download and Form Filing — $4,800.00
|Amended by SR-NASD-2003-18 effective date February 11, 2003 (implementation date March 24, 2003).
Amended by SR-NASD-2002-99 eff. Dec. 30, 2002.
Amended by SR-NASD-2002-182 eff. Dec. 24, 2002.
Amended by SR-NASD-2002-98 eff. July 24, 2002.
Renumbered as Sec. 9 by SR-NASD-85-23 eff. Oct. 1, 1985.
Amended by SR-NASD-84-13 eff. Sept. 6, 1984.
Sec. 10 added by SR-NASD-83-18 eff. Oct. 1, 1983.