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4000. FINANCIAL AND OPERATIONAL RULES

4200. MARGIN

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4210. Margin Requirements

4220. Daily Record of Required Margin

4230. Required Submissions for Requests for Extensions of Time Under Regulation T and SEA Rule 15c3-3

4240. Security-Based Swap Margin Requirements

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Disclaimer: The summary and detailed topics are only available for 40 FINRA Rules and have been applied as part of the FINRA Rulebook Search Tool™ (FIRST™) prototype. FIRST is for informational purposes only and does not provide regulatory or compliance advice. You should always review the relevant rule text and the related guidance to understand your regulatory obligations. Usage or reliance on this tool is not a defense to a failure to comply with the FINRA rules. Learn More

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