10309. Composition of Panels
This rule is no longer applicable. NASD Rule 10309 has been superseded by FINRA Rule 10309. Please consult the appropriate FINRA Rule.
This Code will be superseded by the Customer Code (Rule 12000 Series) and the Industry Code (Rule 13000 Series) on April 16, 2007, for claims filed on or after that date. This Code will remain in effect, however, for cases filed before April 16, 2007.
Except as otherwise specifically provided in Rule 10308, the individuals who shall serve on a particular arbitration panel shall be determined by the Director. Except as otherwise specifically provided in Rule 10308, the Director may name the chairman of the panel.
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Amended by SR-NASD-98-48 eff. Nov. 17, 1998. Selected Notice: 98-90. |