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10323. Evidence

This rule is no longer applicable. NASD Rule 10323 has been superseded by FINRA Rule 10323. Please consult the appropriate FINRA Rule.

This Code will be superseded by the Customer Code (Rule 12000 Series) and the Industry Code (Rule 13000 Series) on April 16, 2007, for claims filed on or after that date. This Code will remain in effect, however, for cases filed before April 16, 2007.

The arbitrators shall determine the materiality and relevance of any evidence proffered and shall not be bound by rules governing the admissibility of evidence.

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