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2847. Customer Complaints

This rule is no longer applicable. NASD Rule 2847 has been superseded by FINRA Rule 2356. Please consult the appropriate FINRA Rule.

The record-keeping requirements of Rule 2860(b)(17)(A) concerning the receipt and handling of customer complaints relating to options shall also apply to customer complaints relating to index warrants, currency index warrants, or currency warrants and the required records of such complaints shall be maintained together with the records pertaining to options related complaints, provided that complaints related to index warrants, currency index warrants, or currency warrants shall be clearly identified as such. The term "option" as used therein shall be deemed to include such warrants for purposes of this Rule.
Adopted by SR-NASD-95-37 eff. Sept. 28, 1995.

Selected Notice: 95-82.