8213. Automated Submission of Trading Data for Non-Exchange-Listed Securities Requested by the Association
This rule is no longer applicable. NASD Rule 8213 has been superseded by FINRA Rule 8213. Please consult the appropriate FINRA Rule.
Each member shall submit trade data specified in Rule 8211 in automated format as may be prescribed by the Association from time to time with respect to any transaction or transactions involving non-Exchange-Listed securities as defined in the Rule 6600 Series that are the subject of a request for information made by the Association. Pursuant to the Rule 9600 Series, the Association may exempt a member from the requirement that the data prescribed in paragraphs (b) through (d) of Rule 8211 be submitted to the Association in an automated format for good cause shown.
Amended by SR-NASD-2005-087 eff. Aug. 1, 2006
Amended and renumbered by SR-NASD-97-81 eff. Jan. 16, 1998.
Adopted eff. Feb. 13, 1989.
Selected Notice: 90-29.