Expand All 9211. Authorization of Complaint 9212. Complaint Issuance — Requirements, Service, Amendment, Withdrawal, and Docketing 9213. Assignment of Hearing Officer and Appointment of Panelists to Hearing Panel or Extended Hearing Panel 9214. Consolidation or Severance of Disciplinary Proceedings 9215. Answer to Complaint 9216. Acceptance, Waiver, and Consent; Plan Pursuant to SEC Rule 19d-1(c)(2) IM-9216. Violations Appropriate for Disposition Under Plan Pursuant to SEA Rule 19d-1(c)(2) Book traversal links for 9210. Complaint and Answer ‹ 9200. DISCIPLINARY PROCEEDINGS Up 9211. Authorization of Complaint ›
