9348. Powers of the National Adjudicatory Council on Review
This rule is no longer applicable. NASD Rule 9348 has been superseded by FINRA Rule 9348. Please consult the appropriate FINRA Rule.
In any appeal or review proceeding pursuant to the Rule 9300 Series, the National Adjudicatory Council may affirm, dismiss, modify, or reverse with respect to each finding, or remand the disciplinary proceeding with instructions. The National Adjudicatory Council may affirm, modify, reverse, increase, or reduce any sanction, or impose any other fitting sanction.
|
Amended by SR-NASD-97-81 eff. Jan. 16, 1998. Adopted by SR-NASD-97-28 eff. Aug. 7, 1997. |