Skip to main content

9536. Copies of Notices and Decisions to Member

This rule is no longer applicable effective December 15, 2008.

A copy of a notice or decision under the Rule 9530 Series that is served on a person associated with a member shall be served on such member.
Adopted by SR-NASD-98-57 eff. March 26, 1999.

Selected Notice: 99-16.