IM-2110-7. Interfering With the Transfer of Customer Accounts in the Context of Employment Disputes
This rule is no longer applicable. NASD IM-2110-7 has been superseded by FINRA Rule 2140. Please consult the appropriate FINRA Rule.
Adopted by SR-NASD-2001-95 eff. Dec. 21, 2001. Selected Notice: 02-07. |