Effective Monday, August 29, 2022, the FINRA TRACE, ADF and ORF Web API reference data downloads will no longer be accessible using the Transport Layer Security (TLS) 1.1 protocol. FINRA will disable TLS 1.1, and firms using that protocol will not be able to establish connectivity to FINRA’s secure web servers to download the files. To gain access to the FINRA API reference data downloads, firms
I would like to see something done about the dark pool trading and the lack of reporting that comes from trading outside of the markets. Manipulation by routing buy orders into darkpool trading and leaving sells in the market to manipulate the price while also using the dark pools to ladder attack with synthetic shares which don't get reported needs to end. Hiding short sells in options is
The deadline for transitioning from Basic Auth to OAuth 2.0 for fileX APIs has now been extended to Feb 28, 2022. The transition from Basic Auth to OAuth 2.0 method for authentication is necessary because Basic Auth is a less secure authentication mechanism, which could potentially expose long-lasting credentials. OAuth 2.0 replaces these long-lasting credentials with limited life span tokens,
Thank you for the opportunity to appear today to discuss the important work that the Financial Industry Regulatory Authority, or FINRA, is doing to fulfill our mission under the federal securities laws to protect investors and safeguard market integrity while facilitating vibrant capital markets.
Dear Sir/Madam: I am an active investor with more than 33 years of successful investing experience in global capital markets.
I am also a licensed Financial Advisor with one of the largest wealth management firms in North America. Based on my many years of experience in the investments business I can confidently say that leveraged and inverse mutual funds and ETFs are extremely important and
As part of its Transparency Services improvement initiatives FINRA will re- platform the OTC Reporting Facility (ORF) to a new Linux-based operating system. These changes will include Trade Data Dissemination Service (TDDS) protocol changes, and ORF will begin supporting timestamps up to nanosecond granularity (HH:MM:SS.sssssssss) in accordance with amendments to FINRA’s equity trade reporting
As part of its Transparency Services improvement initiatives FINRA will re- platform the OTC Reporting Facility (ORF) to a new Linux-based operating system. These changes will include Trade Data Dissemination Service (TDDS) protocol changes, and ORF will begin supporting timestamps up to nanosecond granularity (HH:MM:SS.sssssssss) in accordance with amendments to FINRA’s equity trade reporting
Summary
FINRA is soliciting comment on a proposal to amend FINRA Uniform Practice Code Rule 11880 (Settlement of Syndicate Accounts). The proposed amendments would reduce the maximum time for the final settlement of syndicate accounts in a public offering of corporate debt securities from 90 days to 30 days following the syndicate settlement date.
Questions concerning this Notice should be
Comments:
Regarding inverse and leveraged ETFs: I feel they both are important tools for retail traders, especially novice traders inexperienced with traditional short-selling and options.
Many novice traders lose in the market because they only know how to play it one direction, I.E. buy low sell high. They either don't understand, are intimidated by, or don't want/have the
DisseminationSystemCurrentFutureHistoricalTRACE BTDS SpecificationBTDS 2.1 MOLD/UDP v1.0Effective October 21, 2024MOLD/UDP SpecificationEffective October 21, 2024BTDS IP AddressesEffective October 21, 2024 Version 3.0 - 4.8TRACE ATDS SpecificationATDS 2.1 MOLD/UDP v1.0Effective October 21, 2024MOLD/UDP Specification Effective October 21, 2024ATDS IP AddressesEffective October 21
