We want better short sell reporting, end of day settlements, better short sell marking of shares, much stronger penalties or jail time for short sell violations, and market manipulation. Stop allowing retail investors to get ripped off and bullied. Things like dark pools, naked shorting, and general lack of transparency makes retail investors lose confidence in the market as a whole.
Hello FINRA, As an active retail investor, I would like to see brokerages be held accountable to publish hourly (maximum, daily) short interest position figures that include: - The volume of short interest positions taken by their clients in a given hour or day - Details on all of the short interest orders, including specifically the price and quantity of short interest orders that have occurred
Retail investors are losing faith in the market. I urge you to take action to regularly disclose all short positions, whether genuine or synthetic (through married options, for example) on a weekly basis. This will allow individual investors to make more informed decisions about which companies they should invest their money in and will resolve the question of whether bad actors are using illegal
NAKED SHORTS!! SHORTS SELLING!! BORROWED SHARES!! SYNTHETIC SHARES!! I request daily MARGIN Calls on all shorts at open and close of each trading day !!
Public GovernorManaging Partner, Siempre Holdings LLCGovernor Since 2022Committee: Compensation & Human Capital CommitteeProfessional ExperienceManaging Partner, Siempre Holdings (2001 – present)Managing Director, Yahoo! Inc. (1997 – 2001)Director, The British Broadcasting Corporation (BBC Worldwide) (1995 – 1997)Senior Operating Roles, Bertelsmann SE & Co. KGaA (BMG
September 19, 2022FINRA President and CEO Robert Cook and Vice President of Member Relations and Education Kayte Toczylowski are joined by senior staff to discuss the SEC’s Regulation Best Interest (Reg BI) and Form CRS.Speakers:Robert Cook, FINRA President and Chief Executive OfficerMeredith Cordisco, Associate General Counsel, Office of General CounselNicole McCafferty, Senior Director,
As previously announced on March 22, 2024 in a FINRA Trade Reporting Notice, FINRA is implementing enhancements to the FINRA equity trade reporting facilities to support the reporting of fractional share quantities. The enhancements require associated updates to FINRA’s trade reporting guidance, as described in greater detail in the March 2024 Trade Reporting Notice. These enhancements are being
The once a month short reports a a dis advantage to a ll traders. They can short more that 100% and we should be able to find out what the short interest is at will.
I appreciate the opportunity to submit comments on Short Interest Reporting. I am not against short selling, and as a retail investor I have made some very profitable trades over the years on the short side. However, I was always required to locate the shares, request to borrow and confirm they were received before I could enter the position. I am concerned that the current rules are not being
1. Open institutional short positions should be disclosed after the end of every market close. 2. Shares in an institutional short position should be serialized in order to attempt to prevent rehypothication and to confirm the shares exist. 3. Failure to delivers should be disclosed within 1 day after the settlement date. 4. The penalty for not reporting information on open short positions or
