FINRA 21-19 is a long overdue change. It is clear that the integrity of the United States market has been strained to the edge of disaster, in large part due to systemic risk developed under the regulatory authority of FINRA's outdated short interest reporting policy. While many of the policies mentioned in Regulatory Notice 21-19 address the general breadth of exploitable and ineffective
FINRA 21-19 is a long overdue change. It is clear that the integrity of the United States market has been strained to the edge of disaster, in large part due to systemic risk developed under the regulatory authority of FINRA's outdated short interest reporting policy. While many of the policies mentioned in Regulatory Notice 21-19 address the general breadth of exploitable and ineffective
As a retail trader I would like to request more frequent public reporting of short positions and more detail in public records. It is time to enforce the short naked violations/manipulation of hedge funds involved on $AMC, $GME and any other companies been shorted. I would like to remind you that your mission is to protect investors by making sure the US securities industry operates fairly and
More in-depth information should be readily available, and the loop holes that exist be closed or at least monitored better. Regularly audit the reported positions to ensure the self reporting is accurate and fine (or penalize in a way that will actually deter the same actions in the future) entities that misreport. This would include going deep to ensure that no shorts are being hidden in long
These rules changes seem to be helpful except for the "alternatively" found all over the place. Make all these rules in effect, no alternatives. FINRA should get all the information possible about any financial activity and make as much as possible of that information public. The originator of a short position should be on the hook for the short position. Currently, if a market maker
Hello, I wholeheartedly support FINRA's step toward a vastly more transparent system. FINRA requests comment on whether FINRA should publish on the FINRA website short interest data for all equity securities (listed and unlisted). • Yes, absolutely all short interest data should be published. FINRA requests comment on whether the potential short interest enhancements discussed above would be
FINRA member firms that use Microsoft SharePoint should be aware of a critical vulnerability that affects certain versions of the web-based platform. This Cybersecurity Alert includes a link to a Microsoft Advisory describing the vulnerability as well as a recommendation to protect your firm. In addition, FINRA recommends that firms review this information with appropriate information technology and information security personnel to alert them to an ongoing threat.
List the institutions that are short and how many shares? Report the amount of shares shorted on each transaction.
I support these initiatives. Full reporting on naked shorting as well. Heavy enforcement of shorting regulations and of these initiatives.
Hello, I wholeheartedly support FINRA's step toward a slightly more transparent system. FINRA requests comment on whether FINRA should publish on the FINRA website short interest data for all equity securities (listed and unlisted). • Yes, absolutely all short interest data should be published. FINRA requests comment on whether the potential short interest enhancements discussed above would
