Please do not place new restrictions on leveraged or inverse ETFs and traditional mutual funds.
As mutual funds, both ETFs and traditionals are well-regulated and their fee structures are transparent. They are also easy to use through many brokerages.
For an investor who at times wants to use leverage or an inverse position for a short period of time, inverse and leveraged mutual funds are the
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Make SI private and only for the purpose of enduring that shares held short are not greater than the float. Investors are tired of the memesters manipulating markets trying to force shorts to cover/margin calls.
Summary
FINRA has adopted amendments to Rule 6732 (Exemption from Trade Reporting Obligation for Certain Transactions on an Alternative Trading System) to expand the scope of the exemption to include eligible ATS transactions that involve only one member (other than the ATS). As amended, a member ATS may apply for the exemption for transactions between a member subscriber and a non-member entity
Could we also make brokers/dealers notify their customers when their shares get shorted? Alternative, they could provide a disclaimer that such shares may be shorted and provide an option to opt out.
Short positions should be updated intra-daily, full transparency. The fact that short sellers, marketmakers, and dark pool traders are in fact the same entity is mind-blowing. Level the playing field already!
It doesn't make sense in the information age to only make public short interest data on such a low cadence per month. There needs to be stricter requirements on mandating report of short interest. Thank you.
Regulatory ObligationsRules 203(b) (Short sales) and 204 (Close-out requirement) of Regulation SHO provide exceptions for bona fide market making activity. The SEC has provided guidance on what constitutes “bona fide market making activities” as well as examples of what does not. Firms must also confirm and be able to demonstrate that any transaction for which they rely on a Regulation SHO bona
As a Canadian Invested in US equities/stocks market. You need to review/change FINRA 21-19. It is clear that the integrity of the United States market has been strained to the edge of disaster, in large part due to systemic risk developed under the regulatory authority of FINRA's outdated short interest reporting policy. While many of the policies mentioned in Regulatory Notice 21-19 address
FINRA 21-19 is a long overdue change. It is clear that the integrity of the United States market has been strained to the edge of disaster, in large part due to systemic risk developed under the regulatory authority of FINRA's outdated short interest reporting policy. While many of the policies mentioned in Regulatory Notice 21-19 address the general breadth of exploitable and ineffective
