MARGIN CALLS. MAKE THEM CLOSE SHORT POSITIONS. RESTRICT TRADING ON OFF MARKET EXCHANGES (dark pool) FORCE OVERLEVERAGED SHORT POSITIONS TO BE CLOSED AND LIQUIDATED
Short interest reporting? What happened!!?!?!? Integrity is the virtue... Honest, accurate, and punctual short sale reporting is the action. We love you guys. Do the next right thing.
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I want more transparency and accountability regarding shorts, synthetic shorts, market manipulation by hedge funds and their use of distressed markets to destroy businesses and the economy. Regulate Wall Street.
There should be regulations so that the shorting is reported and naked shorting is eliminated. We are in 2021 not 2001 and we need fairness. It's time for change and we want change now!
Proposals look great and I'm in agreement with all as they stand. Further comments: There's no reason why in a fast digital age reporting can't be daily, providing the most up to date information to everyone. Addition of synthetic shorts is a very welcome one. Further, there is speculation derivatives can be used in a way to make it appear a long position has been taken to cover a
Beginning in early December 2022, FINRA will introduce changes to the Trade Data Dissemination Service (TDDS 2.0).1 These changes are being made in concert with FINRA’s technical infrastructure upgrade.
FINRA has made a recent change to the TDDS 2.1 MOLD/UDP 64 NTF Rendezvous Point (RP) address from 207.251.255.40 to 207.251.255.170. The new address is listed and highlighted in the
Please do not place new restrictions on leveraged or inverse ETFs and traditional mutual funds.
As mutual funds, both ETFs and traditionals are well-regulated and their fee structures are transparent. They are also easy to use through many brokerages.
For an investor who at times wants to use leverage or an inverse position for a short period of time, inverse and leveraged mutual funds are the
FINRA Rule 4230(a) requires clearing firms for which FINRA is the designated examining authority pursuant to SEA Rule 17d-1 to submit requests for extensions of time as contemplated by Regulation T of the Board of Governors of the Federal Reserve System (Regulation T) and SEA Rule 15c3-3(n) to FINRA for approval.
FINRA 21-19 is a long overdue change. It is clear that the integrity of the United States market has been strained to the edge of disaster, in large part due to systemic risk developed under the regulatory authority of FINRA's outdated short interest reporting policy. While many of the policies mentioned in Regulatory Notice 21-19 address the general breadth of exploitable and ineffective
