SummaryDay trading broadly refers to an overall trading strategy where a customer effects both buy and sell transactions in the same security in the same day to profit from movements in the price of the security. FINRA has had longstanding rules designed to limit the potential losses from day trading for both customers and members, and to ensure the risks of day trading are disclosed to customers
I have invested many years and money to learn about short term and leverage investing. Please at the very least, people who are already investing this way should have the opportunity to be grandfathered in if this great way of investing is to be taking away. My models are based on this form of investing. Overall, the market looks bullish for the first two weeks of May 2022.
I should be able to be able to short stocks just like the professionals. They would not like to be restricted either! It is an unfair playing field when you have to play by different rules than other investors. It's called cheating! I should be able to not have restrictions on my IRA either and should be allowed to short stocks like other investors and now you want to take away the only
My concern with shorting a stock is the impact that action has on the company. By shorting 100% of a company's stock (or more!), the stock may drop to a low enough price that the company can't survive regardless of the underlying value. I would suggest a cap on the percentage of a company's outstanding shares that can be shorted, say 60%. This would allow the investor the ability
Short-selling of stocks should be abolished. The practice is damaging because it artificially lowers stock prices. The practice of profiting from a company's failures is immoral. By selling shares that they do not possess, short-sellers temporarily reduce stock prices, because if those transactions had not occurred, fewer shares would be available for buyers to purchase. Short-sellers
We are at a cross roads as an economy, thus as a country. Hedge funds and other similar large corporate entities have an unfair advantage in the market, and has acted to the detriment of the health of our economy as a whole. Loose rules related to the reporting of short interest and FTDs(fail to deliver) has created an environment that allows hedge funds and the like to take advantage of retail
This Interpretive Material sets forth a membership waive-in process for certain New York Stock Exchange ("NYSE") member organizations to become members of FINRA as part of the consolidation of the member firm regulatory functions of NASD and NYSE Regulation, Inc. ("NYSE Regulation"). It applies to firms that, as of July 25, 2007, (1) are approved NYSE member organizations or (
This rule is no longer applicable. NASD Rule 1010 Series has been superseded by FINRA Rule 1000 Series. Please consult the appropriate FINRA Rule.
This Interpretive Material sets forth a membership waive-in process for certain New York Stock Exchange ("NYSE") member organizations to become members of FINRA as part of the consolidation of the member firm regulatory functions of NASD and
I currently use inverse ETF's to hedge my retirement stock portfolio. As a result of this hedging during 2022 my portfolio has dramatically outperformed the overall market. I do not find these ETF's difficult to understand as they seem pretty straightforward to me. Please do not take this ability to hedge away from me.
There is absolutely a need for full disclosure of short interest reporting and regulation of stocks being subjected to naked short selling. As a US retail investor I have learned about the politics and fundamentals of shorting a stock to the point of placing our American companies out of business through the meme stock movement. Sadly, I am now scarred from the complete corruption that has been
