FINRA 21-19 As a retail investor I have been concerned with the lack of transparency in short interest reporting. Confidence in the US market is wavering in part due to FINRAS out dated policies on short interest reporting. For a free market to exist we need reform and transparency for everyone.
It is the investors duty to make sure they perform they fulfill their due diligence on the stocks they are going to invest. Most of the trading platforms warn the investor about the nature and volatility risks of these stocks already. There is no need for extreme oversight as such. They should put these regulations in action for the gambling industry if they want to protect the consumers/retail
FINRA announced today that it has fined BofA Securities, Inc. $24 million for engaging in more than 700 instances of spoofing through two former traders in U.S. Treasury secondary markets and related supervisory failures spanning more than six years.
I think the dark pool abuse and insider training needs to stop. I'm investing in clov a and tlry and hedge fund management seems to be manipulating price of share with shares that don't exist. Ex. Buying up short shares and short interest that's not there is manipulation of the markets.
As a not-for-profit membership organization, FINRA is committed to transparency and engagement with our members regarding our finances. Accordingly, we want to update you about a fee rebate to our member firms.
Don’t trust that unexpected text or direct message from a stranger—it might be the first step in a relationship investment scam. These scams often involve fraudsters contacting targets seemingly at random, then gaining trust before ultimately manipulating their targets into phony investments and disappearing with the funds.
To whom it may concern. Leveraged and inversed funds are an important hedge in any stock traders bag of tools. Without them, traders could be left without important hedges. Charlie Munger of Berkshire Hathaway recently said; 'We have people who know nothing about stocks being advised by people who know even less.' He is correct in the implication is that if you're going to regulate
As announced by the Board of the Federal Reserve System in the Federal Register on October 28, 2021, FINRA will collect detailed data on depository institutions' daily transactions of marketable U.S. Treasury securities and of the debt and MBS issued by U.S. federal government agencies including government-sponsored enterprises (agencies) via its Trade Reporting and Compliance Engine (TRACE
This kind of leverage is vital for investors to protect ourselves and enable us to hold stocks which we might need to sell otherwise and lose out on the capital gains tax. When stocks are down or we see them going down we can leverage with inverse tickers such as VIX and maintain our holdings which in turn creates a more stable stock market which is better for the investor and the companies and
I oppose restrictions on my right to invest. Its my money after taxes and it is our right and decision to in invest in public funds. Whatever type of funds they might be. I have been investing for many years. I prefer to invest in funds with basket of different stocks in the fund rather than in an individual stocks. In my opinion, investing in individual stocks is very risky.
