OTC Equity Trading and Reporting in the Event of Systems Issues
FINRA announced today that it has fined BofA Securities, Inc. $24 million for engaging in more than 700 instances of spoofing through two former traders in U.S. Treasury secondary markets and related supervisory failures spanning more than six years.
As announced by the Board of the Federal Reserve System in the Federal Register on October 28, 2021, FINRA will collect detailed data on depository institutions' daily transactions of marketable U.S. Treasury securities and of the debt and MBS issued by U.S. federal government agencies including government-sponsored enterprises (agencies) via its Trade Reporting and Compliance Engine (TRACE
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Executive Summary
The Board of Governors of the Federal Reserve System is seeking comments on proposed amendments to Regulation T (Credit by Brokers and Dealers) regarding settlement of securities purchases and the status of government
I agree with these changes. Short interest should be reported daily. Synthetic shorts absolutely need to be accounted for! These changes should be implemented ASAP. Not necessarily all at once . We need full transparency in the market! And why is HFT allowed to exist in dark pools? It’s pure market manipulation! Thank you!
I do not think that it is the job of the regulators to restrict my ability to invest in leveraged or inverse funds. The regulators or government should not burden me with restrictive tests or limit me from participating in investments that the more privileged enjoy. It is not the job of the regulators or government to tell me how to invest in a free market. By being able to participate freely in
Please do not prevent me from using financial instruments that give me 2x and 3x exposure to index products. They provide a safer way to hedge my portfolio than going short specific things that are much more highly priced and my potential losses are completely known to me unlike a flat out short position. Sincerely ,Wayne Rhody
Good Morning!
I have bought SQQQ and TQQQ for several month and they are among the few stocks in recent month to earn money for me. I don't understand why the proshare should be restricted. I don't think it's more risky than those small biotech stocks I have owned or still owning. I lost more than 75% for most of my biotech groups - maybe they should the stocks to be
I spend alot of time researching and pay consulants for information for stocks to buy. I don't feel it should be up to somebody else to decide if we can buy shares of any stock.
Everyday the stock market is a risk i am willing to take, i feel this more would allow the rich to become richer and block the everyday Joe out from making money. I feel ther is a hidden agenda behind this.
Markets go up and down. There should be easily accessible options to invest in both trends. Walling off "short" products or creating a maze of (additional) regulation does not help the average investor, it hinders them. As a matter of fact, an argument can be made that some of the more liquid, unleveraged short products should be offered in 401k platforms, giving participants maximum
