I believe absolutely that 1- Finra should publish on the FINRA website short interest data for all equity securities (listed and unlisted). 2-potential short interest enhancements discussed above would , YES, be equally beneficial for both OTC equity securities and exchange-listed equity securities. In all I have discovered from public information made readily available on the sub Reddit /
SummaryEffective January 1, 2025, Historical CAT Cost Recovery Assessment 1 will no longer be in effect for transactions in eligible securities executed by FINRA member CAT executing brokers.Questions regarding this Notice may be directed to:Amanda Rath, Associate Director, Finance, at (240) 386-6637 or email; orFaisal Sheikh, Assistant General Counsel, Office of General Counsel
The effective date has been delayed to December 2, 2019
Important Note: Weekly aggregate non-ATS volume data is published on a two-week delayed basis for Tier 1 NMS stocks and a four-week delayed basis for Tier 2 NMS stocks and OTC equity securities. To align the implementation of the rule amendments for these data sets, FINRA has modified the initial publication timeframes described in footnote
Please do not block us from trading any stock I want, I feel that I should have my own right & freedom to chose where I want to invest and I dont like being restricted. So please do not add any restrictions to buy any stock.
The proposed rule would be a huge misstep. Investing strategies which use leverage, especially leveraged exchange-traded funds should not be restricted to the rich, they should be available for every investor. Decades of investment research show that maximizing the efficient frontier using a diversified portfolio, such as stocks and bond funds, and applying leverage is superior to individually
I want the right to invest in Bitcoin. Be it an ETF, Digecoin, or any type of digital currency. Public has allowed me to invest on my terms. I understand the risk involved with buying any stock be it cryptocurrency, blue chip, mutual fund, or bond. Putting restrictions on my account is another layer of beurucacy. If I had wanted to spend hours on paperwork and federal and state forms, I would
Im not certain about the rationale behind your proposed limitation of trading leveraged exchange traded funds.
People can open options accounts and lose money very quickly. And these accounts exemplify confusion. Condors, straddles, bow ties, synthetic buys, etc.
People can open futures account and lose money very quickly.
People can open Forex accounts and lose money extremely quickly.
People
Regulating the stocks and investments the average American can invest in is the most asinine ideas I have ever heard. The fact that in order to trade a "complex product" I would need to take test and read certain materials, be wealthy, and get special approval from a broker is the worst form of gatekeeping. Not only would you be stopping a large amount of people from investing in
If I stole from a store I would end up in jail. But when the hedge funds does it. It’s creating a market. Double standard. They are stealing from the American people’s wallets. The same ones that pay for you to secure the exchanges. Which it is not being done. This makes me lose faith In the American stock system if all we are gonna do is lose our money to fake stocks and dark pools. I can’t
More oversight and transparency is needed for short interest, options, and derivative products. It is not acceptable that there is a maximum threshold for short interest set at 140% where in actuality it could be much much higher. It also appears that there is no enforcement of false reporting. There is evidence that Citadel has call option contract out larger than shares existed while retail
