All investments contain risk. Leveraged index instruments in particular do not carry any higher risks, say, than pre-revenue stocks or stocks that generate negative earnings. Even blue-chip and/or trusted companies can rarely be held forever (e.g. NFLX).
FINRA: either impose these draconian measures on all these investments or leave then all alone.
There are countless things investors want changed in order to have a fair chance of succeeding in the open stock market without the mass manipulation and lack of transparency that is designed for the people to lose and the big institutions to take the profits. To put it simply, investors want accountability and enforcement of the current regulations. There are already many regulations in place,
There are countless things investors want changed in order to have a fair chance of succeeding in the open stock market without the mass manipulation and lack of transparency that is designed for the people to lose and the big institutions to take the profits. To put it simply, investors want accountability and enforcement of the current regulations. There are already many regulations in place,
Comments: FINRA should stop trying to prop up the stock market and keep its nose out of retail trading. They are just trying to prop up what will be a dying stock market to protect all of the institutional investors. I urge them to back off and make no further changes to freedoms in the market. Let the market be open and free with no further interference.
The ability to invest how ppl want to invest it critical. I use inverse or leveraged inverse funds to mitigate my stock exposure during volatile times without having to sell stocks and pay capital gains. Eliminating my ability will cost me money as well as restrict my freedom. I strongly encourage you to scrap these unnecessary plans.
(a) Each member shall maintain a record of total "short" positions in all customer and proprietary firm accounts in all equity securities (other than Restricted Equity Securities as defined in Rule 6420) and shall regularly report such information to FINRA in such a manner as may be prescribed by FINRA. Reports shall be received by FINRA no later than the second business day after the
Hello I want to suggest a new rule with all financial operations of any kind by any broker is instantly reported, it's 2021 after all - and that all these operations were transparent and public via your websites - with multiple layers of depth so that "new" retail investors like myself could understand the basics easily - and that it would be multiple levels of depth for the more
I oppose restrictions on investing in public investments. My broker warns me that some are not suitable for long-term investments, and I heed my broker's advice. I have years of experience trading stocks and options and know the risks of what I am investing in. We have enough regulations especially in the stock and options areas. So, respectfully, let us act like the adults we are.
I think it makes trading not fair and leveled for all people, if you limit trading leveraged etf, for having a certain amount of money and needing cooling time,
Warnings that we accept should be enough for ppl to know the risks.
And most ppl learn stocks from their own unofficial sources and making official curriculum, will make it hard for people with other jobs to invest in stocks
It is not the role of regulators to allow what investors can or should invest in. Regulators should however look at conflicts of interest, such as congressmen and women trading individual stocks. Dont limit the options of everyday investors who are already at a disadvantage. Regulate the advantaged (make hedge funds report more information, ban individual stock trades for congress, etc.) and
