Rule 1. All short sale shall be reported to finra by end of each settlement day. Rule 2. Finra shall make public report the day to day short sale by end of settlement day or the trading week. Rule 3. All unused loaned shares shall be reported to finra by end of settlement day. Rule 4. Finra shall make public the outstanding unused loaned share by end of settlement day of a trading week. Rule 5.
Rule 1. All short sale shall be reported to finra by end of each settlement day. Rule 2. Finra shall make public report the day to day short sale by end of settlement day or the trading week. Rule 3. All unused loaned shares shall be reported to finra by end of settlement day. Rule 4. Finra shall make public the outstanding unused loaned share by end of settlement day of a trading week. Rule 5.
Dear FINRA, As a 64 year old physician who has been investing in stocks since 1998, I feel that I am quite competent to assess the risks of my various investment choices. Aside from stocks, bonds, and similar 'paper' assets, I have investments in both real estate and collectables. As such, I feel very strongly that despite what undoubtedly are good intentions, FINRA should refrain from
I am writing concerning the proposed restricting investors access to complex products such as ProShares inverse funds. I have been using such funds as a hedge on my common stocks, so far with great success. The decline in my stocks has been more than offset by gains on my inverse bond ETFs. As a small investor my only access to derivatives is through such funds and restricting access would
What you are proposing is completely unethical and will only exacerbate the already growing wealth gap in America. A leveraged S&P 500 fund is an excellent vehicle growing wealth. Even people with just a few bucks in their Robinhood account can invest in it. You should drop your support for this bill for the same reason you wouldn't support the government doing this for
I believe that everyone should have the option to trade whatever they desire on the market as long as they understand the risk toward the investment. Simply taking away the options to trade leverage stocks would be too much intervention from the central government. I believe restricting what stock or fund the common people are allowed to trade would violate the idea of a free market. It is
It is none of your business what I choose to invest in, and you are not some god-like incredibly talented people. You are just typical government employees trying and failing to appear smarter than the rest of us. We do NOT need you or your rules to "protect" us from investment risks.
We all understand the stock market has become a casino which the SEC refuses to properly
I oppose restrictions to my right to invest in leveraged and inverse funds. These instruments should be available to the public, and not just a privileged few. They are an important part of investment strategy that can help me hedge/ protect my stocks investments, and sometimes help me achieve enhanced returns when I use them as a limited part of my overall portfolio. I should not have to go
Trading leveraged ETFs should be treated as other stocks without limitations. First, trading leveraged ETFs is a way to use less expenses but protect one's assets under risky environment if one doesn't know how to trade options. Secondly, while options require approval and have different levels, leveraged ETFs do not have same attributes as options such as losing all premiums or
I manage my own portfolio. This allows me to adjust my investments when our leaders make stupid and ill advised decisions which is happening now! We do not need more regulations or restrictions! We need less!
My concern not only applies to stock trading but also to the new crypto currency trading and investing!
The creators are doing a good job making it transparent and understandable. It is
