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SUGGESTED ROUTING*
Senior Management
Corporate Finance
Institutional
Legal & Compliance
Municipal
Mutual Fund
Research
Syndicate
Systems
Trading
Training
*These are suggested departments only. Others may be appropriate for your
The Market Access Rule topic of the 2025 FINRA Annual Regulatory Oversight Report (the Report) informs member firms’ compliance programs by providing annual insights from FINRA’s ongoing regulatory operations, including (1) regulatory obligations, (2) findings and effective practices, and (3) additional resources.
Proshares ETFs provides individual investors options to short and use leverage without taking excessive losses beyond the original investment and should be allowed to persist
I approve of these proposals. Please stop naked short selling and increase transparency in the market. Also, eliminate dark pools
I want to see full and immediate transparency for short interest and FTDs. This is a needed requirement if this market is ever going to be free and equal.
To whom it may concern,
FINRA has proposed a raft of potential restrictions on so-called "complex" investment products, among them leveraged and inverse funds. Whereas some of the proposed restrictions are at least somewhat reasonable, like passing some sort of rudimentary test to ensure the investor is aware of what the product is, others are downright outrageous, such as not
"C. Frequency and Timing of Short Interest Position Reporting and Data Dissemination" This should be done more frequently. Prefer daily.
Ridiculous they're allowed to keep manipulating everything. They should HAVE to cover at this point and never be allowed to short again.
I would like more frequent updates and more transparency of the data surrounding short positions in the US financial market.
