Do not restrict investment in leveraged or short etf funds. This is a BAD idea to restrict investors in this space. Stop over regulating me and my ability to make my own decisions
I am using leveraged ETFs to trade short term volatility and handle my risk profile. I am reading Barrons, FundStrat reports and WSJ Market news to trade productively.
Don't want those regulations and could you please do away with the $25,000 in your account day-trading rule? Why is it that always the little guy gets the short end of the stick?
Impact: All Firms
Update (June 22, 2023): The link to the Advisory issued by CISA on June 7, 2023 has been updated to reflect CISA’s current guidance.
Firms should review this information with any vendors who provide information technology services to the firm.
As a result of an increased threat of ransomware potentially impacting FINRA member firms, the Cyber and Analytics Unit (CAU) within
Capital formation is the lifeblood of a thriving economy. It fuels business growth, innovation, and job creation. In the United States, however, an outdated and increasingly overreaching regulatory framework—specifically SEC Rule 15c2-11—has become a barrier rather than a bridge to economic vitality. Originally intended to protect investors from fraudulent or opaque over-the-counter (OTC)
Dear Madam, Sir:
I am writing concerning possible restrictions that may be applied to certain securities like leveraged or inverse funds.
I am a private, non-professional investor, but do my homework on stocks. Especially in the last few years, leveraged and inverse ETFs have been an important part of my investment strategy. While they represent a lower percentage of my investment funds, they
Dear FINRA,
I just became aware that you are considering on adding some strict regulations regarding the purcahse of inverse funds and other investments that will affect many investors such as myself.I really hope that is not the case because in my opinon you will hurt more investors than help them. Now I can't speak for every other person that invests in the stock market obviously, but
Ah yes, quite a brilliant regulatory notice. Only us ~~~~sophisticated~~~~~~~~ investors are worthy enough to trade such complex financial instruments. The peasantry are wholly incapable of understanding the Bitz-Coins on our academic level. The only issue with this proposal is that it does not go far enough to """""protect"""
(I like the strictly agnostic feature of the FINRA form which requires me to state my country but makes sure that America is not defaulted to the top—we must get a simply *enormous* volume of commenters from Algeria and Andorra and Bangladesh and Bahrain and so on.) I’m just an ordinary American—starts with A—from the USA—down near Vanuata—but the common stock and preferred stock and bond and
Lots of naked shorting going on with CLOV - Clover Health Investments. Total market manipulation. It needs to be investigated. Screwing over the average retail investors.
