Shorting shares should be limited to the shares you actually own. No borrowed shares. No corporate bond shares. No fake shares. ACTUAL Shares owned!!!
How about margin calls at the start and end of the trading day? Put an end to naked short selling and police the market so it is fair to ALL!!!
Wow. Looks like if you enact all of these, you might have some idea of how much you colossally failed to do your job. The total inadequacy of security regulation in the USA should make every past and present employee of these organizations embarrassed. People saw this before and had to just take it... one man against the population. Now, you cannot silence us and we ll expose every corrupt member
Within 21 days after the filing of a notice of appeal pursuant to Rule 9311 or notice of call for review pursuant to Rule 9312, or at such later time as the National Adjudicatory Council may designate, the Office of Hearing Officers shall assemble and prepare an index to the record, transmit the record and the index to the National Adjudicatory Council, and serve copies of the index upon all
Dark pool money should be illegal. Hedge funds and MM's manipulate stock prices up or down by selectively routing purchases or sales of stock, at their discretion through dark pool funds that goes against all principles of free and fair trading practices. Some say, "well it used to be worse back in the day when all trades were on the floor of the exchanges, and with the advent of
I need protection for my stocks
I oppose restrictions to the stock market.
all stocks are risky by nature.
Comments: A leveraged ETF provides an investor to multiply capital short term without the use of margin. I agree it is not for every investor or everyday use. But removing the option limits participation which is wrong.
The latest edition of the OATS Reporting Technical Specifications dated March 26, 2020 is now available.
This edition includes updates related to the onboarding of the Long-Term Stock Exchange. The changes will be effective in the OATS Certificate Test Environment on April 24, 2020 and in the OATS Production Environment on May 15, 2020.
In addition, FINRA’s Guidance on OATS
