2004 2005 Filing Due Dates
NASD would like to remind members of their obligation to
file the appropriate FOCUS reports, Annual Audits, Customer
Complaints, and Short Interest Reports by their due dates.
The following schedule outlines due dates for 2005. Questions
regarding the information to be filed can be directed to the
appropriate District Office. Business questions as to how to file
the
Within 21 days after the filing of a notice of appeal pursuant to Rule 9311 or notice of call for review pursuant to Rule 9312, or at such later time as the National Adjudicatory Council may designate, the Office of Hearing Officers shall assemble and prepare an index to the record, transmit the record and the index to the National Adjudicatory Council, and serve copies of the index upon all
I support this proposal. I believe enhancing the short interest reporting methods can help put an end to market manipulation, and can help prevent illegal activity as well.
Coming from a retail investor, I would like reporting of Short Interest to be updated daily. It need to be as transparent as possible. People deserve to know what’s going on and when.
Commenting to request for more frequent reporting on short positions. Market transparency is extremely important and the closer we can get to real-time data, the better. Thank you.
Thank you for this opportunity to send in a comments and for taking the time to consider the requests. It would be nice if the public reporting of short positions was increased and if there was more detail in the public reports.
I have not been very successful with my Proshares either on the long side or the short side but I still think that I should have the ability to trade these shares as I see fit for my portfolio as market conditions change.
Leveraged and inverse funds are critically important to me in hedging our portfolio risk. Any efforts to curtail their availability would be short sighted and an egregious abuse of regulatory authority. Please leave them alone!!!
all stocks are risky by nature.
I need protection for my stocks
