I oppose restrictions to the stock market.
(a) General
(1) Applicability — This Rule 2350 Series shall be applicable to the extent appropriate unless otherwise stated herein, to the conduct of accounts, the execution of transactions, and the handling of orders in exchange-listed stock index warrants, currency index warrants, and currency warrants by members who are not members of the exchange on which the warrant is listed or
(a) For purposes of the Rule 6300A Series, unless the context requires otherwise:(1) "Exchange Act" or "SEA" means the Securities Exchange Act of 1934.(2) "Designated securities" means all NMS stocks as defined in Rule 600(b) of SEC Regulation NMS.(3) "Member" means a broker or dealer admitted to FINRA membership.(4) "Market Maker" means
I would like more transparency in the market, especially buy/sell orders in the ATS. All information should be available to retail investors. Short positions should be disclosed day of filing.
Regarding FINRA 21-19, this is a great start for more oversight into U.S. markets. While more attention in my opinion should be paid to the effects of short interest, I support FINRA 21-19.
A license to sell leveraged ETFs, and specifically inverse ETF's, is a license to steal. Period. It should be a requirement that any designed financial instrument show in the prospectus how an investor may actually make money not just the risks of loosing it. Take TVIX, a long term chart shows in 2011 the price was 2,235,849,984, today its value is $112 dollars. A loosing investment start to
More frequent reporting of short positions, eg weekly. Positions, trade date (open), trade date (closed), holder. Optional price and positions without showing holder.
I use short funds and leveraged funds as hedge against market downturns. I should be able to choose the public investments that are right for me and my family. Public investments should be available to all of the public, not just the privileged.
Naked shorts is illegal and fines don’t work. If a regular person goes to jail for illegal activities so should rich people. If you’re reading this you’re a regular person.
Reports on short positions should be done on a daily basis with no T+ days. In my observation, a lot of the fraud and price manipulation are able to stay hidden due to T+ days.
