2006—2007 Filing Due Dates
NASD would like to remind members of their obligation to file the appropriate FOCUS reports, Schedule I filings, Annual Audits, Customer Complaints and Short Interest reports by their due dates. The following schedule outlines due dates for 2006 reports that have 2007 due dates, and for 2007 reports. Questions regarding the information to be filed can be directed to
Transparency in the market! Frequent monitoring of naked shorting especially from Citadel who is a Market Maker and Hedge fund which is a conflict of interest. START ENFORCING RULES FOR ALL PARTIES EQUALLY.
We need a fair and transparent market! Naked shorting has to STOP! The market is heavy manipulated. The SEC NEEDS TO DO THIER JOB. Dark pool trading is unfair. Thank you.
Common investors should be allowed to short and go long on the market. By not allowing the common investor to buy these instruments you are only allowing only the professional investors to make money off the common investor. Allow a level playing field!
Dear FINRA, I am concerned about the potential changes that could affect my ability to purchase leveraged and inverse funds. I am an ardent supporter of the general public having access to the funds without the need to make these purchases though privileged brokers. I am well aware of the limitations and risk involved with these funds. The process that is being considered to make these purchases
Traded securities including leveraged and inverse funds should be open to everyone and not just the rich or the privileged. Their risk is not greater than picking a security that may go down to zero (Kodak, Sears etc.). As a matter of fact, they are safer than single stocks, penny stocks, highly leveraged companies etc. because they represent an investment in an index of multiple companies. Going
The stock market should be open, transparent, and only minimally regulated to prevent predatory or scam-like investments. People should be generally free to invest in whatever they choose whether that be bitcoin, inverse funds, "traditional" funds, individual stocks and bonds etc... etc... Why don't you spend more time investigating, or regulating, why and how nearly
Tired of banks and Stock exchange stealing my funds
i like products that give me leverage on the stock indexes.
I feel inverse stock would be a insurance if used correctly
