IMPORTANT MAIL VOTE
OFFICERS, PARTNERS AND PROPRIETORS
TO: All NASD Members
LAST VOTING DATE IS OCTOBER 3, 1986.
EXECUTIVE SUMMARY
NASD members are invited to vote on a proposed new Rule of Fair Practice, which would require members to maintain a record of their total "short" positions in NASDAQ securities in all customer and proprietary firm accounts and report this information,
I trade both stocks and options and want to keep the government out of my trading.
This is a violation of freedom. This is totally unacceptable in free world market. This is not a communist stock market.
The stock market is already skewed (rigged) for the very affluent - DO NOT make it worse!
I feel that if are investing in the stock market period you do not need any regulators.
These is not right I want my freedom to buy and sale any stock these regulations is not right
Inverse ETFs are the only way to protect ourselves when every stock is red.
Please don't take away our rights to trade stock in any way
No we need to be able to purchase crypto currency and ETFs just like stocks
The NASD Office of General Counsel Regulatory Policy and Oversight (OGC) publishes the Disciplinary Update to provide registered representatives with a summary sampling of recent disciplinary actions involving misconduct by registered representatives. The sample of disciplinary actions includes settled matters and decisions in litigated cases (National Adjudicatory Council (NAC) decisions and decisions of the Securities and Exchange Commission in NASD cases).
