Behind every market transaction lies a wealth of data. But how can we harness this information? On this episode, members of the Market Regulation and Transparency Services team discuss periodic aggregate market data sets, including some new data recently added to FINRA's website, and how FINRA makes this information available to the public.
(a) For purposes of applying any provision of the Rule 7600B Series that reflects a charge assessed, or credit provided, by the FINRA/NYSE Trade Reporting Facility, a member's activity will be aggregated automatically with the activity of its affiliates. Members are required to submit to the FINRA/NYSE Trade Reporting Facility a form disclosing affiliates and immediately provide notice to
Hello, I'd like to have a faster access to the Short Interest reporting, receiving the information after more than 2 weeks it was released it leaves the retail investor in disadvantage compared with big entities like MarketMakers, HedgeFunds and investment funds,
I occasionally use various ETFS that short major indexes or multiply returns on major market ETFs such as the DOW, the NASDAQ 100 or the S&P 500.
I feel that it is a restriction of my ability to choose my personal risk levels if you place limitations on these financial instruments.
Dan Eacret
What ever happened to the concept of individual responsibility? Why does government and quasi government entities think I/We are blithering idiots?
For the record: I am adult who understands risk. If I wish to invest in a high risk investment, That is my prerogative!
In short: IT IS NONE OF YOUR/GOVERMENT'S BUSINESS!!
I strongly disagree with any government or regulator-imposed restrictions regarding investment in inverse and levered ETFs. These are a key part of my investment strategy, especially in my 401(k) account where I am unable to hedge and take a short position in securities and am unable to purchase (be long) options.
Dear Sir or Madam, In short, please allow continued use of leveraged products, as available with providers such as Proshares. The risks are adequately addressed in required prospectus and I believe they serve a worthy hedge option to public investors. I support their continued availability. Thank you. Best, James Liggett
It is important for retail investors to have trading options that do not require trading options. That is a bit of a play on words, but I hope you get the drift. I don't want to trade options but I do want to be able to invest in ETFs that short the market. It is an essential part of my investment portfolio.
Dear FINRA;
Please do not add 'nanny state' type restrictions on inverse and leveraged ETF's. As an investor, I need access to a variety of investment options, including long and short leveraged ETF's.
The introduction of onerous restrictions on investing in these types of funds would not serve the public interest.
I am responsible for investing my money, I have enjoyed investing in leveraged securities such as FAS, URTY, JNUG, and JDST. I do not feel the securities are "TOO" risky, please allow us investors to make our own decisions.
If anything stop "Naked Shorting" and "PFOF".
Thanks.
