It's obvious. Just look at some of the most popular stocks with the most volume. They all follow the same pattern on the chart.
SUGGESTED ROUTING
Senior Management
Corporate Finance
Legal & Compliance
Operations
Syndicate
Executive Summary
On June 1, 1995, the Securities and Exchange Commission (SEC) approved amendments to Part II, Section 1(c) of Schedule D to the NASD By-Laws and Section 11 of the NASD's Uniform Practice Code.1 The amendments require that for a domestic security2 to be
I am capable of choosing my own direction when buying any type of stock or funds I do not feel that it is right to limit anyone from their investment choices
INFORMATIONAL
Margin Disclosure
SUGGESTED ROUTING
KEY TOPICS
Executive Representatives
Legal & Compliance
Operations
Senior Management
Customer Disclosures
Margin
Executive Summary
On April 26, 2001, the Securities and Exchange Commission (SEC) approved National Association of Securities Dealers, Inc. (NASD®)
SEC Approval and Effective Date for New Consolidated FINRA Rules Regarding Margin Requirements, Daily Record of Required Margin, and Extension of Time Requests
On September 5, 2000, NASD Regulation, Inc. (NASD RegulationSM) filed with the Securities and Exchange Commission (SEC) a rule proposal that would require members to deliver to non-institutional customers a specified disclosure statement that discusses the operation of margin accounts and the risks associated with trading on margin. Members would be permitted to develop an alternative margin
I am an investor in the stock market and some mutual funds and it is regulated enough.We don't need you to save us we can take care of our selves.
Please apply rules for better transparency and competition in the stock market. Investor will invest more if they believe in the system. Right now it is questionable.
I strongly oppose any regulations of restriction on buying TQQQ or SQQQ, its our right to purchase any stocks or ETFs, this is call free market . Thank you!
In todays modern age, short data can be uploaded daily. Within 3 days it should be published. I think FINRA should publish it as most publishers delay publishing and possibility delay to game profits or other motives. Please report daily and within 3 days have FINRA publish to public
