SUGGESTED ROUTING
Senior Management
Continuing Education
Legal & Compliance
Operations
Registered Representatives
Systems
Trading
Executive Summary
The National Association of Securities Dealers, Inc. (NASD® or Association) is issuing this Noticeto clarify the application of the Association's Limit Order Protection Rule (Conduct Rule IM-2110-2) in
We would like transparency on all naked shorts please (AMC specifically). The hedge funds are cheating and terribly stealing from the AMC share holders. We need immediate, swift action for enforcement and regulation. It is time to reveal the great conspiracy and pay the AMC shareholders immediately. Thank you.
As an investor, I feel hedge funds are exploiting some rules and feel somewhat unaffected by them It would be for the most interest, that the short sales were reported hourly, and in case of borrowing shares, that those shares are accounted and tracked, and blocked for trading for a minimum of 15 trading days before being released again
I would like to see a more open and transparent market with instant short position reporting to the general public. I would also like to see instant reporting of any failure-to-delivers. I think this information should be public to any retail investor. I believe this will help limit manipulation and allow the market to be free and fair.
We need more transparency in the market! No more dark pools. accurate information for everyone including three retail investor. We also need sailors to delivers to happen sooner. We need to crack down on synthetic shorts and unreported information (make the fines bigger) it’s like fraud!
enough is enough. If you are going to short you need to disclose. There is way too much manipulation favoring institutions and market makers. This is supposed to be America where everyone gets a fair shot. As a veteran I beg you to make the markets fair and ENFORCE your rules. The little guy needs you.
I am capable of choosing my own direction when buying any type of stock or funds I do not feel that it is right to limit anyone from their investment choices
I strongly support stricter reporting requirements on short positions held by market makers and prime brokerages. It is increasingly necessary that FTD information be presented to the public as a way of not only limiting abuse of the FTD system, but also to reveal obfuscated information that is not readily available to the market and is often times concealed or miscategorized in reporting.
The COVID-19 pandemic disrupted many facets of American life but did not derail a trend toward increasing financial capability. Still, not all Americans are benefiting equally from improvements in financial wellbeing, according to the new FINRA Foundation Financial Capability Study. On this episode we delve into the latest results of this nationwide, triennial study.
I am Retired, and manage my IRA myself. I listen carefully to a variety of Investors using TV and Internet sources. I frequently utilize ProShare Leveraged and Inverse Funds in this endeavor. I am fully-aware of the Risks of using these vehicles Long Term. I use them for Short Term Opportunities. I would like to use these Funds well into my Future Retirement Years.