I think if it's our money we should be able to invest it anyway we want to. Just like any other investment in stocks there's always a risk but that is our choice to do so.
SEC Approves Amendments to Require Reporting of OTC Trades in Equity Securities Within 30 Seconds of Execution
SEC Approves Amendments Clarifying Certain Exceptions Under Trade Reporting Rules and Adopting Notice Requirement for Transactions That Are Part of an Unregistered Secondary Distribution
Why should a knowledge person not be able to purchase these types of Pro Share? If its on the market to trade then anyone with knowledge should be able to do so or else de-list all these kinds of stock completely.
The second-quarter corporate and agency data tables for the TRACE Fact Book are now available.
2005–2006 Filing Due Dates
NASD would like to remind members of their obligation to file
the appropriate FOCUS reports, Annual Audits, and Customer
Complaints by their due dates. The following schedule outlines
due dates for 2005. Questions regarding the information to be
filed can be directed to the appropriate District Office. Business
questions as to how to file the FOCUS report, resetting
Amc is being manipulated by ftds, dark pool trading, bond melting , being on the threshold lost from these illegal moves made by hedge funds (citadel). SSR has been issued multiple times to amc in the last month but continually the interest continues to rise and the short position continues to not be covered. Please look into this unbiased.
How do we get transparency and regulations involving synthetic shares or IOU’s. I understand the necessity to make trading instant, but these shares should be required to be covered in a day or two. Shorting shares infinitely that aren’t owned, borrowing borrowed shares, and synthetics are a major issue. We need transparency and legal consequences for fraud and manipulation.
Fines smaller than the profits made by violators are called bribes. All regulatory bodies that impose minor fines are taking bribes. The fact that comments are being asked for when the public sentiment on naked short selling, FTDers, and obvious price manipulation is incredibly easy to find is just another slap in the face to retail traders.
I would like to propose a fixed T+0 or T+1 settlement date for all shares. FTD's (Failure to deliver) are rampant in the current market structure and allows for adverse effects on price discovery. Enforce a T+0 or T+1 settlement for FTD's and this would saveguard price discovery and mop up shorting fraud without risking liquidity issues.
