Stocks should not be exchanged in unregulated, unmonitored dark pools. Furthermore, dark pool information should be easily accessible and have personally identifiable information tied to it in an effort to track the source of the share.
Reviewing and managing your investment account information is essential to ensure your funds were invested in line with your instructions and there were no unauthorized transactions. By organizing your investment records, you'll have information on hand when you need it, including when you file tax returns or if there are problems with your account.
All you have to do is watch the daily market manipulation by hedge funds to see that they have rigged the stock market for their gain. Margin Call all hedge funds and Market Makers.
We want transparency We want a free and fair market We need way bigger fines/jail time for those who disregard the rules Just take a look at AMC stock
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Publication Date: March 24, 2025Interpretations are marked in blue background beneath the rule text to which they relate.17a-4 Records to be preserved by certain exchange members, brokers and dealers.This section applies to the following types of entities: A member of a national securities exchange who transacts a business in securities directly with others than members of a national
I oppose any restrictions to my right to invest in leveraged stock funds. We are fully capable of reading and understanding the risks and opportunities of these type of funds and don't need further regulations by public self-serving bureaucrats. Please leave us alone!
Crypto currencies allow us to invest in our future, Example VET which is coin specializing in green solutions. They clean your messes. The stock market doesnt reward those strategies, they kill it. Crypto offers solutions and a better future.
FINRA
I wish to maintain my freedom to continue investing in various products and shares in the stock market which help me build an excellent portfolio, amongst them are the ETF's which is why I oppose the restrictions to my rights and freedom to invest.
Comments: Enough already!!! Investors are aware of the risks in the stock market. The risks encountered by "L&I Funds" are not much greater than risks that the broader so called safe market experiences. If you need to regulate something, regulate "robot trading"
i do not need to be protected from myself with leveraged funds. I understand their investment role and associated risks. I balance these risks with blue-chip stocks and they provide a way to improve the overall return of my portfolio without excessive risky behavior like crypto.