Hello,
I have employed inverse Etf funds for several years and understand the risk entirely.
Mostly I invest in them as a moderate defensive hedge my investments, and occassionly to add to returns. Due to the risk I never hold inverse stocks overnight.
WIth my experience and understanding, I for one see no need to regulate these vehicles.
Sincerely,
As an investor we understand risks associated with investing in leveraged and inverse funds. Please do not restrict investors(esp retail) and make investing in stock market tougher. This regulations if brought in will impact investors/traders who are already in trading and they might incur huge loss in terms of capital depreciation by scaring away exiting and new investments.
Please do not affect the way I invest on stocks and index funds and leveraged funds I have done in the past and currently is a large part of my portfolio. I have made money investing in these funds and do not want to see it go away. Please honor my right as an investor to continue these investments in the marketplace. Thank you!
please do not stop us from investing. I very much enjoy exercising my righy to purchase stivks and crypto currency. especially if the leaders of of our country can trade stocks, we the people should also be able to participate in the free market. thank you for your time thank you for reading this
I have read about the risks involved concerning leveraged and inverse funds. These products allow me to make allow me to trade and profit when the market is volatile and I do not feel restrictions should be put into place. I took a very expensive stock trading class and I understand the risks and feel comfortable making these trades.
Ive been investing for almost a decade. I understand the risk of using leveraged and inverse ETFs. I am making the choice to trade them with the understanding that I can lose a lot of capital but I should be allowed to make my own decision. Cigarettes and alcohol are far riskier than trading stocks, but theyre still bought and sold.
Exchange Act Rule 15c2-11 (the “Rule”) governs the publication or submission of quotations by broker-dealers in a quotation medium other than a national securities exchange (i.e., the OTC market). The Rule generally prohibits a broker-dealer from publishing a quotation for any security in a quotation medium unless the broker-dealer has reviewed current and publicly available information about the issuer whose security is the subject of the quotation, and the broker-dealer believes this information is accurate and obtained from a reliable source. Municipal securities and other “exempt securities” (e.g., government securities, Treasury securities) are not subject to the Rule.
SummaryFINRA has amended its Rule 5110 (Corporate Financing Rule - Underwriting Terms and Arrangements) to make substantive, organizational and terminology changes to the rule.1 The amendments to Rule 5110 modernize, simplify and clarify its provisions while maintaining important protections for market participants, including issuers and investors participating in public offerings. The
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Legal & ComplianceOperationsTradingTraining*These are suggested departments only. Others may be appropriate for your firm.
EXECUTIVE SUMMARY
The Securities and Exchange Commission (SEC or "the Commission") recently issued Release No. 34-29094 adopting amendments to Rule 15c2-11 ("the Rule") that became effective June 1, 1991. This is an
So as we all know regular investors would like to have a fiat play on the market. Reporting more accurate short interest and positions would help us control the unlawful actions that have been hurting market for years. The people the use those techniques to make more money they would be stoped. I am AMC share holder and I want my voice to be hard we want equality we need to start making that
