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Executive Summary
The NASD is publishing this Notice to remind members that new Section 46 of Article III of the Rules of Fair Practice requiring members holding open orders to adjust the price and size of such orders by the amount of any dividend, payment, or distribution on
Please DO Not regulate us. We want less regulation not more. If you treat us like uneducated children. We will act like uneducated children. Do I get a participation trophy for investing in the stock market. Are you going to tell me when to sell and buy also. In all seriousness this is a very bad idea and can be a slippery slope.
Greetings,
I am a retail investor and have enjoyed (carefully) investing in inverse and leveraged funds.
I understand the concern and desire to protect individuals, but to gatekeep these investments isn't helpful -- it's controlling.
I need approval from my broker to do things like short-sell because I could owe more than I invest, and that makes sense. But inverse and leveraged
Leverage and inverse ETFs should be available to all of us. We as individuals assume all the risk for our investing/trading and should be able to buy and sell these items as we wish.
I use inverse etfs to hedge positions and also gain when the market is heading to the downside. I use leverage etf on a short term basis to boost my returns. I study charts, use technical analysis and the leverage
I am fully aware of risks and benefits associated with leveraged ETFs. I have made a conscious decision investing in these funds which has helped me achieve my retirement goals sooner. I work for University of Southern California who has not been able to help me in retirement saving. I achieved in a short period of time what university's retirement fund specialists were planning in 20
This regulatory malpractice because it prevents the people who need to use protective options the most from having access while making sure the rich don't lose. The regulations needed should be to ensure retirement funds have funds available with protective puts or other safeguards. Brokers not telling people about these is shameful. Trying to regulate against the short side is
I began trading options more than 10 years ago. I studied with several teachers, able to use a practice account before trading live. I find option trading a way to limit my exposure to market risk, and still obtain the gains I want.
While my general approach is to hold ETFs, use both long, short options trades, as well as holding inverse ETFs to take advantage of market fluctuation.
I understand
I do not agree with FINRA's proposal of restricting access to leveraged ETFs. I am an educated investor and should be able to choose the public investments that are right for me and my family. Public investments should be available to all of the public, not just the privileged. I have used leveraged ETFs prudently and as short term trades to increase my returns and wealth. I have used
Hello I not regulators, should be able to choose the public investments that are right for me. Public investments should be available to all of the public, not just the privileged. I don't like shorting ETFs so buying long on an inverse ETF is critical for me to be able to make money in bear markets. Same goes for 2x or 3x ETFs. I can enter with smaller lot sizes to receive better payout.
Hi,
I'm just a retail investor, I don't make a whole lot of money but investing in one of the only places that provides return on savings as opposed to hoarding cash. I don't want to dabble in shorting because it's too risky for small investors, these leveraged funds help provide a safety net for my savings. Honestly if you don't want to rapidly raise
