I think I can choose the public investments, that are right for me and my family. I can understand leveraged and inverse funds and their risks. Leveraged and inverse funds are important to my investment strategies. they help my protect (hedge) my investments or seek enhanced returns.I use them as a limited part of my overall portfolio. I have many years of experience in investing in stocks, ETFs
I think I can choose the public investments, that are right for me and my family.
I can understand leveraged and inverse funds and their risks.
Leveraged and inverse funds are important to my investment strategies. they help my protect (hedge) my investments or seek enhanced returns.I use them as a limited part of my overall portfolio.
I have many years of experience in investing in stocks,
FINRA - I understand that you feel a need to protect investors from some of the potential pitfalls of leveraged ETFs. I urge you to approach this topic with caution, however. Face it, risk is the foundation of investing and the entire field is fraught with potential pitfalls, interpretation, influence and missteps. There are no guarantees and, effectively, no real reliable sources of information
Hello FINRA, I regularly trade leveraged products. I would like to continue doing so, however, I do think that some of these products should go away. In particular 3X inverse products. Not because I want stocks to go up, but these products decay rapidly when implied volatility increases, which happens when the market goes down, so they can never meet their investment objectives. An easy example
Year after year, as I find ways to increase my net worth and diversify my portfolio, regulators seem to step in and take away more and more tools from my personal finance toolbox. It's really frustrating and, with each new regulation, it seems as though only the currently wealthy and high net worth individuals are able to pursue high risk/high return strategies. I understand the risks and
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Executive Summary
On July 11, 1995, the Securities and Exchange Commission (SEC) approved amendments to Article III, Section 34 of the NASD Rules of Fair Practice to exclude initial placements and secondary market transactions in direct participation program (DPP) securities that are listed or for
For more than two centuries, the securities industry in the United States has been governed by private arrangements to regulate business conduct—membership organizations that set rules for their members, and then hold members accountable if they break the rules.The earliest such “self-regulatory organizations”—or SROs—date to the 1790s, when groups of traders in New York and Philadelphia agreed
How much do the $'s spent by Americans on sports betting or lotteries help produce a cleaner/greener energy America? Those $'s are better spent on ERX ($58/sh) & ERY ($5/sh). ERX is the Energy Bull 3x ETF & ERY the Energy Bear 3x ETF. Will over 90% of that energy coming from fossil fuels, money spent on ERY is like investing in green energy. The Ukraine War has led to
(a) Notices Under Rule 4111
(1) Notice of Requirements or Restrictions
FINRA's Department of Member Regulation ("Department") shall issue a notice of its determination under Rule 4111 that a firm is a Restricted Firm and the requirements, conditions or restrictions to which the Restricted Firm is subject (hereinafter, collectively referred to as the "Rule
I am an individual investor, responsible for investing for my own family and retirement. I'm investing in PUBLIC investment vehicles, that currently are (and should REMAIN) available to any investor, and not just privileged hedge fund managers.
I DO NOT consent to having to take or pass any special exam in order to invest a security, which by definition is an act of risking capital in
