We as individual investors should have the choice and option to decide which investments are best for us. Public investments should be available to all of the public, not just the privileged. Especially in 2022, diversity and inclusion is extremely important, allowing all people to learn and make decisions that are best for themselves, not regulators.
Leveraged and inverse funds are an important
Greetings,
I have been using inverse and leverage funds for years as a way to MITIGATE risk in my portfolio. They have proven time and again to be great vehicles for preserving wealth and capital in times of uncertainty. During the COVID crash, Inverse funds allowed me to hedge my portfolio quickly and easily and preserve most of my capital while the "buy and hold" crowd lost 30
Please note: The following information is intended to provide a general overview of the permitted activities of various registration categories, but it is not an exhaustive list. Please refer to Regulatory Notice 17-30, FINRA Rule 1220 and, regarding retired exam categories, NASD Rule 1032 for further details.
Series 6 - Investment Company Products/Variable Contracts Limited Representative
1.) Daily Short interest Reporting 2.) Short interest ownership list of any institution. 3.) $1 Trillion fine for Naked Shorting.
Naked shorting needs to be stopped. Darkpools allow for manipulation of both long and short positions, as well as illegal short positions.
I agree with the proposed changes. Data on Short positions should be reported every day including synthetic short positions/naked shorts.
The second-quarter corporate and agency data tables for the TRACE Fact Book are now available.
SEC Approval of FINRA Rule 4554 (Alternative Trading Systems—Recording and Reporting Requirements of Order and Execution Information for NMS Stocks)
FINRA 21-19 is a long overdue change. It is clear that the integrity of the United States market has been strained to the edge of disaster, in large part due to systemic risk developed under the regulatory authority of FINRA's outdated short interest reporting policy. While many of the policies mentioned in Regulatory Notice 21-19 address the general breadth of exploitable and ineffective
As a small retail investor investing for me and my families future I’m glad to hear that sunlight is finally leaking into the shorting faculties of our market. Accurate and honest short interest reporting helps reassure me as an individual investor that larger institutions aren’t abusing gaps in reporting to get an unfair advantage and add instability and volatility to our markets. That being
