Shorts need to be forced to cover, especially when there's such blatant market manipulation and possibility of naked shorting
Shorts should publicly announce their position and SSR should stop shorting in general. On dark pools as well.
Good day, There is brazen and blatant market manipulation being done by big investors to drive down prices of securities such as AMC and GME, including practices such as naked shorting, ladder attacks, the spreading of misinformation through media outlets, etc. As to the short interest, what is reported is not accurate, as much of what takes place is on "dark pools" and is made of of
SUGGESTED ROUTING
Senior ManagementInstitutionalLegal & ComplianceOperationsSystemsTrading
Executive Summary
On December 23, 1993, the Securities and Exchange Commission (SEC) issued an order approving amendments to the Rules of Practice and Procedure for the Small Order Execution System (SOESSM). The new rules prohibit short sales in SOES; reduce the largest eligible SOES order
SUGGESTED ROUTING
Senior Management
Legal & Compliance
Operations
Systems
Trading
Executive Summary
The National Association of Securities Dealers, Inc. (NASD®) has been reviewing member firm compliance with the Securities and Exchange Commission (SEC) Order Handling Rules and with Nasdaq® trading rules. We are taking this opportunity to reemphasize the application
I cannot get a handle on short interest and am hoping to get reports out faster, in addition the penalty for not reporting short position is not working. If a fund or person is underwater and would hurt to report their shorts they wont and do not and take the penalty as a slap on the wrist and ignore the law. I need more transparency in the market to feel a real trust and unless some action is
How about more transparency such as more frequent short share counts? Weekly short share audits would be great. The possible elimination of shorting through dark pools is another great idea. Money managers have all the data as they see the counts coming in. Why not let the “retail investor” see the shares going out? Level the playing field and that would be a huge boon for the economy in terms of
The integrity of the United States market has been strained to the edge of disaster, in large part due to systemic risk developed under the regulatory authority of FINRA's outdated short interest reporting policy. FINRA 21-19 is a long overdue change. The policies mentioned in Regulatory Notice 21-19 speak of exploitable and ineffective reporting, they also leave specific gaps that could
It is clear that the integrity of the United States market has been strained to the edge of collapse, in large part due to systemic risk developed under the regulatory authority of FINRA's outdated short interest reporting policy. While many of the policies mentioned in Regulatory Notice 21-19 address the general breadth of exploitable and ineffective reporting, they also leave significant
FINRA 21-19 is a regulatory change we must incorporate and enforce in our markets. It is clear to me as a retail investor that the integrity of the US market has been strained, and personally I have lost almost all faith in it. This sentiment stems from the regulatory and enforcement failure in large part due to systemic risk developed under the regulatory authority of FINRA's outdated short
