I’m looking for (and I’m sure MANY other investor as well ) further transparency on short sales and short interest reporting, I feel as though there might not be all the information available to the public and need reaffirmation that I can trust the market I’m investing in, many thanks!
SUGGESTED ROUTING
Legal & ComplianceOperationsTrading
Executive Summary
On December 30, 1992, the Securities and Exchange Commission (SEC) granted the NASD's request for interim designation of the OTC Bulletin Board® service (OTCBB) as a "Qualifying Electronic Quotation System" (QEQ System) for purposes of certain SEC Penny Stock Disclosure Rules that became
In order for markets to perform in an efficient manner, there must be opportunities for investors to take long and short positions. In as much as leveraged investment vehicles exist for long positions, there much likewise be leveraged short positions available for investors. Leveraged investments provide the opportunity for investors to enhance their returns and need to be available to all
Please do not add any regulations on leveraged stocks. And allow us to trade same as regular stocks.
I am encouraged that you are considering changes on the subjects of Short Interest Position Reporting Enhancements and Other Changes Related to Short Sale Reporting. These changes are will open the way to fair market operations. In the current environment the technology and information for market operations is far superior compared to what is available to regulators and ultimately the public.
FINRA 21-19 As a retail investor I have been concerned with the lack of transparency in short interest reporting. Confidence in the US market is wavering in part due to FINRAS out dated policies on short interest reporting. For a free market to exist we need reform and transparency for everyone.
I think the dark pool abuse and insider training needs to stop. I'm investing in clov a and tlry and hedge fund management seems to be manipulating price of share with shares that don't exist. Ex. Buying up short shares and short interest that's not there is manipulation of the markets.
There is risk investing in the stock market already and we don't need the regulators to impose any restriction on our abilities to buy and sell any stocks, especially those that we may already have positions established. New regulations for existing stocks, including current leveraged and inverse funds, expose investors to unnecessary risks beyond our initial decisions to buy or sell.
Hi, I've many years experience in stock investment and I have large investment in stocks, Leveraged and inverse funds are important to my investment strategies. I understand it's risk and reward! I purchase SQQQ and SPXU as hedge to my tech investments and other stocks. I also seek enhanced returns by trading SQQQ and SPXU. However, leveraged and inverse funds are small portion of my
FINRA Requests Comment on a Proposal to Publish OTC Equity Volume Executed Outside Alternative Trading Systems
