Please implement the following amendments: (1) modifications to its short interest reporting requirements (Rule 4560); (2) a new rule to require that participants of a registered clearing agency report to FINRA information on allocations to correspondent firms of fail-to-deliver positions; and (3) other potential enhancements related to short sale activity.
Just want transparency in the stock market. I've only been in the stock market for 6 months but have learned so much by paying attention. Please address the use of dark pools by these market makers as they are possibly being used to funnel our share purchases so there's no impact on the price of the stock. I think we need new leadership in the SEC, also. Thanks for listening
Please check out citadel and all the shorts seller. Believe they're doing naked shorts and manipulation the market right now. SEC really need to step in and do their job, all we want is a fair market. This is freedom country, Things should be equally. Thank you!.
I would like to see more information and transparency in reporting of short sale positions. I am a retail investor and would like an even playing field with hedge funds. I understand that other markets have stopped the short share positions to stimulate the economy. Thank you for your time
All short sales - synthetic, actual, borrowed, naked shorts which we need to acknowledge exist, etc. ALL should all be more fully disclosed to level the playing field for the non-institutional buyer. Hedge funds manipulate the market terribly with the existing rules and it needs to change.
The rules SEC, DTCC,NSCC and all regulators institutions had been promoting should be activated and complied. The naked short sales is illegal so that is a criminal act. As criminal act must be punished with severe penalties not just with a few dollars. If a common person that works in an financial institution commit a crime by changing few numbers to hide they were doing something wrong that
FINRA has a scaling problem. A problem that is observed in FINRA's inability to provide oversight and accurately regulate institutions as global markets expand and overlap. Transparency in our markets is essential. Transparency with respect to short interest reporting is severely lacking. Not only just the typical direct borrow and short transaction but also the use of derivatives and other
I do not think that it is the job of the regulators to restrict my ability to invest in leveraged or inverse funds. The regulators or government should not burden me with restrictive tests or limit me from participating in investments that the more privileged enjoy. It is not the job of the regulators or government to tell me how to invest in a free market. By being able to participate freely in
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Executive Summary
On November 24, 1992, the Securities and Exchange Commission (SEC) adopted significant amendments to the Net Capital Rule, Rule 15c3-1. The changes to the minimum net capital requirements will take effect in three installments beginning July 1, 1993; other changes took
The proposed rule penalizes average investors. Average investors should have the right to invest in vehicles that puts these investors in the same position as hedge fund managers. These hedge funds are not available to average investors. This rule puts them at a distinct disadvantage as investors as it removes a tool for average investors from their "tool belts".
For too long
