(a) Reportable TransactionsMembers shall comply with the Rule 7200A Series when reporting transactions to the System, including executions of less than one round lot if those executions are to be compared and locked-in. All trades that are reportable transactions will be processed pursuant to an effective transaction reporting plan. Trades that are not already locked-in trades will be
The ways in which hedgefunds, family offices, and institutions are able to hide their naked short positions, whereby effecting an inaccurate short interest %, means that this isn't a level playing field. Force them to disclose ALL positions so that I, a retail investor, may choose to invest my money in a responsible way.
PDT rule makes it difficult to grow small accounts quickly, please remove it.If someone with an account value less than $25,000 buys multiple (4 or more, maybe including options) securities, and they are all profitable, they risk getting hit with the PDT rule if they close all of them to realize their profits.To avoid getting hit with the rule, they would have to leave some of the profitable
Learn how to use the Non-registered Locations with RSL Status report template available in FINRA Gateway by watching this short video (2:23 minutes). The report template can be used to identify associated persons’ office of employment addresses marked as non-registered, private residences with outstanding “Yes” or “No” responses.
During the history of US stock market, people with little to no money to invest have been able to invest in the stock market and lift themselves out of poverty. I do believe investors should be educated in plain English about their stock in Bitcoins. I believe that a certain amount of regulation is needed to prevent the problems that unregulated derivatives caused in the housing market. Today
Good Day,
I am writing to express the my frustration at hearing that regulators my limit investors ability to invest in leveraged stocks and inverse stocks.
Investors should be able to invest in the stocks they choose to for themselves and their family.
They are an important part of investment strategies and should not be limited to privileged higher net individuals.
As with most regulations
Full transparency is required moving forward. If long positions are submitted the shorts should be treated the same and disclosed. T+0 would be great. Naked shorts and synthetic shares shouldn’t be required in this market. Married Puts and calls shouldn’t be able to used full stop to synthetically cover any positions.
All shares should have an identifying number and should not be able to lend out and sell and all shorts need to be closed and all shares returned to their owner hedge funds have been cheating the retail for too long make them buy back every share they have shorted!!!
I buy leveraged and inversed funds as part of my investment strategy and would be very negatively impacted by any change. I buy these funds as a hedge so I can hold my regular stocks in a down market to held for long term gains. For example, I am holding AAPL, AMZN, MSFT, NVDA,SOXL AND OTHERS. I want to hold these stocks for long term gains. I can keep the stocks and hedge by buying SQQQ, the
As much short related info as possible. The playing field is not level. Some people use shorting maliciously and without more info it’s not only unfair but illegal. Fines are just pennies to them. They willfully break the law make tons and pay the fines from the a small percentage of their profits.
