I simply want an open, free market for trade and investment. It is not, and entities such as the SEC and FINRA allow it to be in the favor of hedgefunds and investment firms with large amounts of capital. Everyone should have to trade the same way, on the open market, under the same terms. Same time for the act of sale to transact. Shorting companies shoud be heavily regulated and absolutely have
Inverse ETF funds like those offered by Proshares are an important tool to help me self manage my stock portfolio. Rather than sell stocks to achieve a desired risk level, I frequently use inverse ETFs to hedge.
Please leave leveraged products as is, they are a good tool to get double or triple exposure to the market without using margin. Leveraged products are not more risky than individual stocks. Where does this stop, are we going to limit margin or stocks?
Please leave leveraged products as is, they are a good tool to get double or triple exposure to the market without using margin. Leveraged products are not more risky than individual stocks. Where does this stop, are we going to limit margin or stocks?
This is [REDACTED] all these stocks getting manipulated and poor innocent people are losing there money. Just for starters ARVK, VMHG two OTC stocks that got crushed. A lot of people lost a lot of $
The Senior Investors and Trusted Contact Persons topic of the 2025 FINRA Annual Regulatory Oversight Report (the Report) informs member firms’ compliance programs by providing annual insights from FINRA’s ongoing regulatory operations, including (1) regulatory obligations, (2) findings and effective practices, and (3) additional resources.
Violations should be higher, much higher. This ways future violations will be avoided. It just does not fit into my head that some institutions get a penalty of $10,000 for a violation when they made millions committing the violation??? They are going to do it again and again. This is one of the reasons why I am considering never coming back to invest in the stock market. The stock prices are
As a not-for-profit membership organization, FINRA is committed to transparency and engagement with our members regarding our finances. Accordingly, we want to update you about a fee rebate to our member firms.
Hi, Please solve all the [REDACTED] regarding naked short sales, darkpools, FTD's, short ladder attacks, marketmakes and hedgefunds beeing owned by the same entities and so on. There needs to be proper punishment not just a slap on the wrist 12 years later with a fine that represents lunch money. The entirety of the US financial system is being dragged through the mud, the trust, reliability
We need better short intrest data. Real time data as it happens no more retail has to wait 2 days to find out what's going on. This puts us at a disadvantage as institutions have real time data as to what retail is doing mainly because of pfof, Bernie Madoff created pfof so that is giant red flag. We need real time data to what institutions are buying and selling if they have ours. Real time
