Naked shorts should be investigated thoroughly. FTD should be T-0.
Member Assessments
The NASD amended Section 1, Schedule A to the NASD By-Laws to increase the credit against a member's annual gross income assessment from 62 to 67 percent for calendar year 1993. The credit will be reduced to 59 percent for 1994.
Because members have already paid their 1993 assessments with the 62 percent credit in effect, the increase to 67 percent will create a credit
TO: All NASD Members and Other Interested Persons
FROM: Options Committee of the NASD Board of Governors
The June 19, 1987, expiration of index options and futures contracts, in addition to being a quarterly expiration, will be unique in that it will mark the first time that the settlement prices of the various stock indices will not be uniformly based on the closing price, of the
Wow. Looks like if you enact all of these, you might have some idea of how much you colossally failed to do your job. The total inadequacy of security regulation in the USA should make every past and present employee of these organizations embarrassed. People saw this before and had to just take it... one man against the population. Now, you cannot silence us and we ll expose every corrupt member
You should do more to educate people on our modern financial system instead of taking away their ability to invest how they see fit. It's not your concern how or why I invest my money. If Nancy Pelosi and other politicians can participate in stock market trades all while making laws that affect company stock price, then I should be able to decide how I want to invest my dollar.
Do you
Financial Industry Regulatory Authority, Inc. (“FINRA”) is filing with the Securities and Exchange Commission (“SEC” or “Commission”) a proposed rule change to extend the pilot period related to FINRA Rule 6121.02 (Market-wide Circuit Breakers in NMS Stocks).
Hi there,
I'd like to say the right for investors to access all investment products is very important. The "complex" financial products seem high risk. But they allows investors to use them to hedge the stock investment. If the common investors are blocked from these "complex" products, they have to exposure all their investment in stock positions. It
Leveraged and inverse funds are important to my investment strategies. I use these type of funds to appropriately manage my risks verses specific high value and volatile stocks that are subject to adverse news and developments. Especially the NASDAQ stocks that are irrationally priced. I shouldn't have to go through any special process before I can invest in public securities, like leveraged
I am well educated on the working of the stock market and it's various products, including leveraged and inverse funds. I don't need to pass a test or have the input of regulators on my investment choices. My retirement funds largely come from an annuity product at this time with minimal input of the investments. I use stocks, mutual funds and inverse funds to enhance and/or protect my
This is very foolish. Yes, people can lose a lot of money with inverse funds, but they can lose a lot of money going long on any stock if they hold it too long. Bonds are not a good investment right now and neither are stocks. There is no other choice when the market is dropping every week than to buy inverse funds. Yes, you should never hold them for long, but anyone with a brain doesn'
