Inverse funds are one of a limited options to protect portfolios, also leveraged products can be a good option for short term investing.
Please close the dark pools. That and naked shorting are unfair to retail investors and the companies that are going out of business.
There are many gaps in the short interest reporting in 21-19's purpose. For a healthy and fair market, the US needs to address this.
Have you ever thought about how online stock trading works? Once you hit enter on an order to buy or sell a stock, what happens next? There might be more steps in the stock trade process than you realize.
FINRA is introducing a new system for FINRA member firms to submit the FINRA Participant agreement and FINRA order form. Beginning January 31, 2022, FINRA Member firms will be required to use the Participant Data Management platform to perform the following functions for the TRACE, ORF or ADF facilities:
Submit, view, and amend the FINRA Participation Agreement;
View and modify access to the
I oppose this.
Leveraged and inverse funds are good for trading rather trading a single share.
This gives diversify investment for short term gain
Leveraged ETFs (long and short) are important tools for hedging positions. Eliminating or restricting them will hinder the ability to effectively hedge positions.
I do not see any reason why an adult should be limited in the simple buying and selling of ETF's, be they leveraged or unleveraged, long or short.
Please do not further regulate investments in leveraged ETF's as I find these to be useful investments on a periodic, short term basis. Thank you,
TO: All NASD Members
Effective November 13, 1984, all securities designated for inclusion in the NASDAQ National Market System will, as of the date of designation, become immediately marginable. This change is the result of recent amendments adopted by the Federal Reserve Board to its credit regulations governing the extension of credit by broker-dealers (Regulation T), banks (Regulation U), and
