I strongly oppose restrictions on my right, as a retail investor, to openly invest in ETFs which use derivatives for long or short public investments.
FINRA,
I have been trading in the stock market for decades. I hope you would agree that cash is a position if you are investing in the stock market. Sometimes, like now in the current market, a large cash position may be advantageous to maintaining ones wealth.
Likewise, the use of leveraged ETFs in certain sectors or even inverse or leveraged inverse ETFs in other sectors could be positions as
Many in the small firm community believe that it is not the rules that are the problem, but how they are enforced. FINRA seems to devote too much time and too many resources examining well-intentioned firms that are devoid of customer complaints, and whose behavior is unlikely to cause customer harm. FINRA struggles to apply metrics to firms in determining how to deploy regulatory efforts. Here
I approve of these proposals. Please stop naked short selling and increase transparency in the market. Also, eliminate dark pools
I need protection for my stocks
I oppose restrictions to the stock market.
all stocks are risky by nature.
What is extremely discouraging is becoming aware of Dark pools, And in particular Citadel Connect. Where apparently they don’t have to report anything to Finra?? Is they are using dark pools and the connect forum to trade. And Lee the stock price down of say AMC for example. Is gives very little confidence in the system. especially as retail investor are becoming increasingly more aware of how
I would like more frequent updates and more transparency of the data surrounding short positions in the US financial market.
"C. Frequency and Timing of Short Interest Position Reporting and Data Dissemination" This should be done more frequently. Prefer daily.
