To keep it simple, shorting rules and regulations need to be updated and brought up to speed. Reporting should be done faster and more efficiently.
Daily short reporting Bigger - significant fines for false reporting. 1:1 with share price so they cannot consider it as “cost of business”
Very simply put, our founding fathers had a knowing. A conviction that there is but one truth. We must not deviate from the path set upon in regards to perpetuating our conviction of the self evident truth that "all men are created equal ".
Equality in creation that dictates fair access and complete freedom to invest in any public stock .
Far be it just that a man be
It is elitist and violates freedom of choice to prevent an investor to do what he or she wants with his or her money, and why does FINRA pretend to know best, which is extremely paternalistic? The securities laws already preclude non accredited investors from participating in private placements, which provides more opportunity for the wealthy. All these preventative rules do that prevent is
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Executive Summary
Effective April 1, 1998, the Board of Governors (Board) of the Federal Reserve System (FED) adopted several amendments to Regulation (Reg) T, as well as Regs U and X. In
Comments I understand the risk of leveraged long and short funds I use them to offset market movements and trade them shot term and should not be limited to use them .
Anyone who follows the stock market knows that some days market indexes and stock prices move up, and other days they move down. This is called volatility. The more dramatic the swings, the higher the level of volatility—and potential risk.
Publication Date: February 23, 2023
Interpretations are marked in blue background beneath the rule text to which they relate.
15c3-1g Conditions for ultimate holding companies of certain brokers or dealers (Appendix G to 17 CFR 240.15c3-1).
As a condition for a broker or dealer to compute certain of its deductions to capital in accordance with § 240.15c3-1e, pursuant to its undertaking, the
Regulation NMS Plan to Address Extraordinary Market Volatility Plan Frequently Asked Questions
Hello whoever is reading this, hope your day is going well. I am a young investor with a few years experience actively trading and learning about financial products. Even though you're looking at making changes to how a wide range of complex derivate products are regulated, but I would like to talk specifically on leveraged products as they are what I am most familiar with. I'll refer
