Hello whoever is reading this, hope your day is going well. I am a young investor with a few years experience actively trading and learning about financial products. Even though you're looking at making changes to how a wide range of complex derivate products are regulated, but I would like to talk specifically on leveraged products as they are what I am most familiar with. I'll refer
Are you kidding me? Do you want to be more obvious that you're aware your financial system is broken and the retail investor has figured out the game. This screams that regulators are afraid of the power of the every day citizens. DO NOT PASS THIS REGULATION. People deserve the power over their own finances no matter how small they may be. If this is a reaction to the rise of the retail
Unfair Restrictions are put in place to keep the majority of investors from gaining larger profits. There is no reason to invest in the stock market if shareholders dont truly own the stocks they hold or are held back during peak performance periods. Millions of people missed out on buying Bitcoin years ago. Once the Bito shares became public some people including myself, could invest in crypto
Hi, FINRA
I am a small investor, and I appose the restrictions on my right to invest the inverse ETF
All stock market is now dramatically dropping, it seems no any policy/regulations can stop the dropping. However, inverse ETFs are extremely powerful tools, which can protect my investment portfolio against the stock market dropping. If I lost the right to use inverse ETF to hedge the market risk
The last time I checked, I was still living in the UNITED STATES of AMERICA ! I have the right to trade in investments of MY choice. I have studied extensively on many forms of investments, such as options, futures, stocks
and ETF's. I am fully aware of the risks that go with leveraged and inverse funds, options , stocks, and futures. I do not need a regulator telling me what I can and
I oppose the proposed restrictions on leveraged or inverse funds. To me, those funds are invaluable in allowing me sometimes invest in a diversified index simulating single stock performance but without single stock risk, especially during earnings season where price gap downs can occur. They also help me easily maintain my portfolio value in market downturns. Please allow me to continue trading
I can go to Vegas and bet my mortgage but I can't buy crypto which has beat the stock market and real-estate market since its conception. I dont have to be an accredited investor to know crypto is better than stocks. Yes there are meme coins and [REDACTED] coins yet they still seem to do massive jumps which can help me against the ridiculous inflation of the US Dollar and housing market. My
Anyone capable of understanding what a stock or bond is, is more than capable of understanding 3x daily leverage on a product.
Leveraged ETFs are a valuable tool for responsible investors and are integral to mine and many others' financial planning.
More importantly, the fund websites already have lengthy disclosures regarding the risks of levered instruments. If someone is going to
2006—2007 Filing Due Dates
NASD would like to remind members of their obligation to file the appropriate FOCUS reports, Schedule I filings, Annual Audits, Customer Complaints and Short Interest reports by their due dates. The following schedule outlines due dates for 2006 reports that have 2007 due dates, and for 2007 reports. Questions regarding the information to be filed can be directed to
(a) Members are required to report transactions in NMS stocks, as defined in Rule 600(b) of SEC Regulation NMS, effected otherwise than on or through a national securities exchange to FINRA. For purposes of the Rule 6100 Series, "otherwise than on an exchange" means a trade effected by a FINRA member otherwise than on or through a national securities exchange. The determination of what
