It would be hurtful to my investment strategies, if my access to leveraged ETF's is limited. Short ETFs are great way for the common investor to provide downside protect in volatile markets.
I want to be able to choose what investments are right for me and my family. Sometimes, the right investment is a short ETF. Regulators should not be able to limit our investment opportunities.
The Anti-Money Laundering, Fraud and Sanctions topic of the 2024 FINRA Annual Regulatory Oversight Report (the Report) informs member firms’ compliance programs by providing annual insights from FINRA’s ongoing regulatory operations, including (1) regulatory obligations and related considerations, (2) findings and effective practices, and (3) additional resources.
Lots of naked shorting going on with CLOV - Clover Health Investments. Total market manipulation. It needs to be investigated. Screwing over the average retail investors.
(a) No member shall open a margin account, as specified in Regulation T of the Board of Governors of the Federal Reserve System, for or on behalf of a non-institutional customer, unless, prior to or at the time of opening the account, the member has furnished to the customer, individually, in paper or electronic form, and in a separate document (or contained by itself on a separate page as part
Using proshares makes it quick and easy for me to hedge my positions in a down market by buying some sdow or sqqq. Whether going long or short it simplifies things for me.
The latest edition of the OATS Reporting Technical Specifications dated March 26, 2020 is now available.
This edition includes updates related to the onboarding of the Long-Term Stock Exchange. The changes will be effective in the OATS Certificate Test Environment on April 24, 2020 and in the OATS Production Environment on May 15, 2020.
In addition, FINRA’s Guidance on OATS
Want to invest in inverse funds to balance my stock funds.
It is really unfair to prevent investors to buy proshares leverage stocks.
FINRA Requests Comment on a Proposed Supplemental Schedule for Inventory Positions
