INFORMATIONAL
Decimalization
SUGGESTED ROUTING
KEY TOPICS
Legal & Compliance
Operations
Options
Registered Representatives
Senior Management
Technology
Trading & Market Making
Decimalization
Executive Summary
The Securities and Exchange Commission (
Regulators should clean up their own house concerning stocks and bonds buying before they worry about what I am doing.
Hello, I'd like to have a faster access to the Short Interest reporting, receiving the information after more than 2 weeks it was released it leaves the retail investor in disadvantage compared with big entities like MarketMakers, HedgeFunds and investment funds,
I am Retired, and manage my IRA myself. I listen carefully to a variety of Investors using TV and Internet sources. I frequently utilize ProShare Leveraged and Inverse Funds in this endeavor. I am fully-aware of the Risks of using these vehicles Long Term. I use them for Short Term Opportunities. I would like to use these Funds well into my Future Retirement Years.
*In response to requests for an extension, the comment period has been extended to February 21, 2023.
Summary
FINRA has begun developing a machine-readable rulebook to assist users to more readily analyze and search FINRA’s rules. As part of this initiative, FINRA is creating an embedded taxonomy (which is a method of classifying and categorizing a hierarchy of key terms and concepts) within
I have been investing in leveraged ETFs for over 8 years and fully understand the risks associated. I have traded both the long and short versions. I have both lost money and made money. I believe that all investors should have access and the ability to trade in these. The freedom to choose investments that could
help you achieve long-term financial security is extremely important.
I have in crypto space for a little over two years, with a little instruction, anyone can invest. Regulating it like real estate is very short sighted from a taxable income source for government, and it is up to individual to exercise choice of investments and risk vs return. In addition bureacracy does not teach the valuable lessons of experience in investments like success and failure.
Hello, I realize you think you're helping, but you are definitely not. My ability to invest in leveraged, inverse funds has been the ONLY thing that has allowed me to hedge my portfolio in this year's market downturn. If you take it away, I'll be forced to hedge by shorting individual stacks and hope I choose right. That is much more dangerous.
I already need special approval from the brokerage to trade these products. Leveraged and inverse funds are primarily used to hedge risk and lower volatility. These new regulations will disadvantage smaller investors. Do you want us to return to "selling short" to achieve our goals? If so, that would entail a great deal more risk.
This is a prime example of regulatory
I understand that an unprecedented threat by regulators is being considered. The implications will be negative in a free market and this should not take place, I have been trading long and short term leveraged equities for many years, and feel it is my right to do so I know you can stop this intended regulations being considered by the Financial Industry Regulatory Authority (FINRA) Thank you
